Shareholder Information

Warrants

IRS Form 8937 contains more information on this organizational action affecting the basis of the warrants:

Click here for a copy of the most recent form.

On September 21, 2010, The Hartford Financial Services Group, Inc. (the "Company") issued Warrants to Purchase Common Stock expiring June 26, 2019 (the "Warrants"). The Warrant Agreement and the Form of Warrant Certificate were included as Exhibit 4.1 to the Company's Form 8-A filed with the Securities and Exchange Commission on September 22, 2010.

As of June 21, 2019, the Warrants ceased trading on the New York Stock Exchange and, as of June 26, 2019, all Warrants not exercised have expired and become void.

The terms of the Warrants were provided for certain adjustments to the Exercise Price and Warrant Share Number in the event the Company declared and paid a dividend. For reference, the table below summarizes these adjustments through the most recent dividend record date. Also on this page, you will find an IRS Form 8937 containing more information on the most recent organizational action affecting the basis of the Warrants.

For all questions regarding the Warrants, please contact the Warrant Agent, Computershare at 1-877-272-7740.

Adjustments to Warrants to Purchase Common Stock (expired June 26, 2019)[1]

Record Date Warrant Share Number[2] Warrant Exercise Price After Record Date
Original Exercise Price $9.790
March 1, 2011 1.00 $9.773
June 1, 2011 1.00 $9.754
September 1, 2011 1.00 $9.729
December 1, 2011 1.00 $9.699
March 5, 2012 1.00 $9.676
June 1, 2012 1.00 $9.649
September 4, 2012 1.00 $9.622
December 3, 2012 1.00 $9.599
March 11, 2013 1.00 $9.579
June 6, 2013 1.00 $9.563
September 3, 2013 1.00 $9.531
December 2, 2013 1.00 $9.504
March 10, 2014 1.00 $9.478
June 2, 2014 1.00 $9.451
September 2, 2014 1.00 $9.418
December 1, 2014 1.00 $9.388
March 9, 2015 1.00 $9.358
June 1, 2015 1.00 $9.329
September 1, 2015 1.00 $9.297
December 1, 2015 1.00 $9.264
March 7, 2016 1.00 $9.230
June 1, 2016 1.00 $9.197
September 1, 2016 1.00 $9.161
December 1, 2016 1.00 $9.126
March 6, 2017 1.00 $9.093
June 1, 2017
1.00
$9.060
September 1, 2017 1.00 $9.030
December 1, 2017 1.00 $8.999
March 5, 2018
1.00 $8.964
June 1, 2018 1.00 $8.930
September 4, 2018 1.00 $8.886
December 3, 2018 1.10 $8.836
March 4, 2019
1.10
$8.791
June 3, 2019 1.10 $8.750

[1]All calculations made to the nearest one-tenth (1/10th) of a cent or to the nearest one-hundredth (1/100th) of a share, as the case may be.

[2]Prior to the December 3, 2018 dividend, no adjustments had been made to the Warrant Share Number as a result of the dividends highlighted above. In each case, an amount calculated in accordance with Section 12 of the Certificate was carried forward (the "Carry-Forward Amount"). However, the December 3, 2018 dividend resulted in an adjustment to the Warrant Share Number that, when added to the previous Carry-Forward Amount, exceeded 1/10th of one share of Common Stock. As a result, the Warrant Share Number has increased to 1.10 and the current Carry-Forward Amount is 0.01349, as of June 3, 2019. Any further adjustment with respect to future amounts carried forward shall be made upon the earlier to occur of: (i) a subsequent event contemplated by Section 12 resulting in an adjustment to the Warrant Share Number that, when added to the existing Carry-Forward Amount, equals or exceeds 1/10th of one share of Common Stock; or (ii) exercise of a Warrant.